Executive Board and Supervisory Board Shareholdings and Directors’ Dealings

1. Shareholdings

As at 31 December 2013, the shares in KION GROUP AG or related financial instruments held directly or indirectly by all members of the Executive Board and Supervisory Board equated to less than 1 per cent of all the shares issued by the Company.

2. Directors’ dealings

Pursuant to section 15a of the German Securities Trading Act (WpHG), members of the Executive Board and the Supervisory Board and related parties are obliged to disclose transactions involving shares in the Company or related financial instruments if the value of these transactions reaches €5,000 or more within one calendar year. >> Table 004

Transactions pursuant to section 15a WpHG in 2013

>> TABLE 004

Buyer/Seller

Type of transaction

Date of transaction

Share price (€)

Number of shares

Total value (€)

*

The report dated 18 December 2013 refers to the report dated 22 November 2013, in which it was only possible to state a provisional sale price of €28.945 for the 7,000 shares. The report dated 22 November 2013 also stated that a second report concerning these 7,000 shares would be made once the final sale price had been determined. Mr Brandt has known the final sale price since 13 December 2013. It was determined by adjusting the provisional price of €28.945 per share, which was set on the day the shares were transferred to the broker, when the sale of the shares was completed in such a way as to avoid disrupting the market (which required an extended selling period). The price was adjusted by the payment of a premium of €0.5592, which was equivalent to the weighted average sale price achieved on each trading day. At the end of the sale period, this produced a final sale price of €29.5042.

 

 

 

 

 

 

Benita Riske

Purchase

28 June 2013

23.81984

3,000

71,459.52

Johannes Huth

Purchase

1 July 2013

23.690525

50,000

1,184,526.25

Holger Brandt

Sale

22 November 2013/ 18 December 2013*

29.5042

7,000

206,529.40